Articles

Here you can find all of our articles on compliance and ethics.  

These pieces are written by a range of Compliance experts and cover a broad range of topics.

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Moving Up?

I never thought of myself as ambitious. I was happy being strong, steady, and good at my job. But when our department head announced he was leaving, a quiet question began to surface: ‘Why not me?’ The more I thought about it, the more it made sense. Sometimes opportunities arrive before we realize we’re ready for them.

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Summer Jobs

An increasing number of young people are entering the workforce with little or no prior job experience. That means they may not understand the unwritten rules, expectations, and workplace norms that previous generations learned during summer jobs. For compliance professionals, this shift raises important questions about onboarding, training, risk assessment, and how organizations prepare new hires to succeed.

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LRN provides a valuable report on codes of conduct

A code of conduct only has value if employees actually use it. LRN’s research shows strong code adoption, yet many employees still struggle with navigation, practical guidance, and understanding what happens after they report concerns. The lesson is clear: organizations must go beyond publishing a code and focus on usability, communication, training, and employee trust if they want their programs to be effective.

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Praise?

Deep down, most of us hope for praise. Not necessarily fame or applause, but a kind word that says our efforts mattered. After a year of weekly stories and a book that brought them together, the most meaningful reward was not publication itself, but the encouragement from readers. Every review, every comment, every expression of support became a gift that lifted my spirits and reminded me why the work was worth doing.

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TIM

TIM* Consulting, Compliance, and Notary Services LLC

TIM’s primary mission is to assist small to mid-sized HIPAA regulated entities (e.g., physician practices, dental practices, nursing facilities, home health services, durable medical equipment suppliers, etc.,) and business associates/vendors, (e.g., IT service companies, offsite media backup vendors, media destruction firms, etc.) with their HIPAA compliance programs.

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Biz Ethics Training

Biz Ethics Training conducts bespoke keynote presentations and continuing education focusing on compliance, behavioral ethics, white-collar crime, corporate culture, whistleblowing, integrity, trust, loyalty and engagement.

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Rethink Compliance

Rethink Compliance​

Rethink helps compliance teams build compelling, effective training programs. Our in-house Advisory team also offers Code/policy work and consulting.

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Culture, Not Checklists: Australia’s Three-Decade Contribution to Global Compliance

Australia’s most significant contribution to compliance was not a rule or a checklist, but an idea: that true compliance depends on culture. Decades before ‘ethical culture’ became a global compliance priority, Australian courts were distinguishing genuine compliance from mere ‘paper shields.’ That philosophy ultimately helped shape ISO 37301 and continues to influence how organizations around the world approach governance, risk, and accountability.

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Let’s Assess

Whenever you have a doubt or two or three, take some time. Take a look at where you are, how it’s going, where you want to be. Assess who you are, who you want to become, what you’ve accomplished, and what still lies ahead. Celebrate your successes, learn from setbacks, and remember: it’s never too late to set new goals, make productive changes, and reach farther.

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Just Right for Me

I considered at least a million different jobs. Animal doctor? No. Missionary? No. Accountant? Definitely no. Then I stumbled into compliance and everything clicked. Here was a field where I could help people, protect people, and keep them on the right track. The more I learned, the more I realized this was where I fit in just right.

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